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Tegus Compliance & Security Practices

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Ensuring Safe and Secure Research Practice

When it comes to compliance, we’re unreasonably good at preventing and detecting any potential risks or violations.  Our compliance leadership team boasts more than 20+ years of experience working for regulators, including at the SEC, FINRA, and European regulators - and those leaders have a team of 40+ compliance experts working to ensure your expert calls are compliant.

The Tegus Compliance Portal

The Tegus Compliance Portal offers compliance officers a dedicated in-platform tool where customers can manage firm-specific compliance protocols and access real-time reports of their team’s Tegus activity across our call and transcript offerings.

Transcripts on Tegus

The Tegus platform includes publicly available SEC filings, earnings call transcripts, and compliance-approved 1:1 expert call transcripts between industry experts and Tegus clients. All Tegus platform content meets or exceeds industry compliance standards. Every transcript undergoes an intensive, multi-layered compliance review process to identify potential material nonpublic information or otherwise confidential information, including a proprietary AI + human-in-the-loop process involving our highly-trained, dedicated compliance specialists.

Call Services

Tegus’ Call Services are underpinned by industry-leading compliance policies and procedures, including fully customizable processes to empower your compliance team to integrate its expert network call policies and procedures with ours.

Automated Compliance Processes

The Tegus system automates industry-standard compliance practices for expert calls. Our baseline compliance protocols are designed with our customers and the latest regulatory landscape in mind, so that you can spend your time on more nuanced compliance questions.

Expert Screening

Every expert is screened prior to each Tegus expert call to ensure up-to-date  public company affiliations, check for confidentiality agreements that might affect the consultation, and confirm the expert’s key background information, including any potentially negative regulatory history.

Compliance Training

Before every Tegus call, experts must complete our compliance onboarding module that explains what they may and may not discuss on the consultation and educates them on relevant laws and regulations.

Custom Protocols and Chaperoning

Compliance Officers can add their own screening questions, require approval of each expert before a call takes place, and establish a silent dial-in for chaperoning purposes.

Take Tegus for a Test Drive

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Customer Success is Our Success

“No one else can provide an end-to-end platform for my investment research like Tegus does. I can download accurate financial models, easily access filings and earnings calls, dig into a database of expert insights, and procure my own expert calls all within the platform. I get time-savings without compromising on quality.”
Alex Wolf
Managing Director, IGSB
“It’s my job to get up to speed on companies and markets faster and better than everyone else— Tegus makes me the expert in the room.”
Sai Senthilkumar
Principal, Redpoint Ventures
"Why are Tegus insights a cut above the rest? Tegus doesn’t pay for investors to conduct calls on random topics. Leading investors and business leaders come to Tegus to ask questions pertinent to their own interests and investments— which means I get a deeper, richer, and more informed interviews to read through."
Kumar Gautam
Partner, Sands Capital

Company Intelligence on Demand

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