Compliance

Keep your firm moving forward, safely and efficiently.

Accelerate your workflows, reduce risk, and gain real-time visibility with human oversight and AI-supported tools that deliver smarter, faster, and more secure compliance oversight - all part of the unified AlphaSense compliance offering, now including Tegus by AlphaSense. 

AlphaSense Compliance Portal product shot

Compliance shouldn’t slow down research — it should power it.

Tegus by AlphaSense combines AI, human-in-the-loop oversight, and unified workflows to create a compliance process that’s smart, easy, and secure—built on years of experience with the world’s leading investment firms to anticipate and prevent risk across every stage of research.

Compliance in Every Call

Every expert engagement follows our proven compliance framework. Before participating, experts must agree to our Terms and Conditions, complete compliance training on insider trading, and fill out a pre-call compliance questionnaire. Additionally, each expert is required to follow call-specific protocols that define what can and cannot be discussed during the call.

AlphaSense Gen Grid

Fully Controlled AI-Led Calls

AI-led interviews follow the same compliance standards as all 1:1 expert calls.. Experts are notified that an AI interviewer will lead the discussion and are bound by the same eligibility, training, and content restrictions that govern every expert call. Each AI-led interview is recorded, reviewed, and clearly labeled AI-generated before publication, ensuring transparency and maintaining the same compliance integrity as client-led calls.

AlphaSense interview transcript

Insights You Can Trust

Every transcript undergoes a multi-layered compliance process, powered by AI and reinforced by human-in-the-loop review. Our proprietary AI technology scans transcripts for potential risks, while our compliance experts validate and resolve any flagged content, ensuring every transcript published on AlphaSense meets the highest standards of accuracy, transparency, and trust.

AlphaSense GenGrid scans transcripts

Compliance that’s smarter, simpler, and built for control

Compliance By Design

Centralize approvals, restrictions, and reports, providing a secure workspace for expert and transcript approvals, plus self-service reporting.

Compliance portal tasks

Visibility That Empowers

Real-time reporting provides firm-wide oversight into every approval and expert interaction, enabling compliance teams to identify issues early, act with confidence, and maintain continuous control.

Compliance expert requests approval window

Auditability Without the Hassle

Generate on-demand, audit-ready reports directly from the platform. Self-service reporting provides visibility into your firm's history, ensuring a continuous, trustworthy record of governance.

Compliance portal team activity reporting window

Our compliance program is trusted by 90% of the top asset management firms

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